Sourcing control tool · allocation exceptions

Supplier transfer exception dashboard

Use this dashboard after a supplier volume transfer has started. Its job is to stop temporary allocation fixes from becoming unmanaged drift: every late proof, over-cap shipment, quality relapse, payment exposure or rollback decision gets a named owner and a dated resolution path.

When to open it

  • Transferred volume exceeds the approved pilot, weekly or monthly cap.
  • Capacity proof, inspection proof or shipment documents arrive late.
  • The receiving supplier misses the comparison baseline from the original supplier.
  • Payment exposure grows faster than accepted shipment proof.
  • Buyer, QA or finance disagree on whether to continue, pause or rollback the transfer.

Default decision states

MonitorCap transferPause increaseRollback batchEscalate ownerClose with proof

Do not mark an exception closed until there is visible proof: accepted inspection, corrected document, payment hold/release note, or a written rollback decision.

Dashboard rows

ExceptionTriggerOwnerRequired proofDecision rule
Over-cap allocationTransferred PO quantity exceeds approved capCategory buyerRevised split approval and capacity evidenceCap next order unless commercial owner signs the increase
Delayed capacity proofProduction photos, line schedule or material proof is missingSupplier managerDated capacity file plus next inspection slotPause additional transfer until proof is complete
Quality baseline missInspection result falls below original supplier baselineQA leadDefect log, sample comparison and corrective actionRollback affected SKU if two checks fail
Document mismatchInvoice, packing list, carton mark or certificate does not match transfer fileLogistics ownerCorrected document pack and archive linkHold release until mismatch is corrected
Payment exposure spikeDeposit, balance or reserve exceeds accepted proof levelFinance ownerPayment hold/release note with exposure amountFreeze further exposure until shipment proof catches up
Rollback disputeTeam cannot agree whether to continue transferOperations leadDecision minutes and next-order controlEscalate within 48 hours; keep current cap until resolved

Weekly review script

  1. List all open transfer exceptions and sort by exposure, age and next shipment date.
  2. Confirm whether each owner supplied proof since the previous review.
  3. Check if any exception already breached its rollback trigger.
  4. Record one decision: close, monitor, cap, pause, rollback or escalate.
  5. Update the next-order control before any new PO is released.

Close-out standard

  • Evidence link exists and matches the exact SKU/order/batch.
  • Decision owner is named, not only a department.
  • Commercial exposure and quality exposure are both addressed.
  • Next review date is removed only after closure proof is archived.
  • Lessons learned are fed back into the allocation review calendar.